The Volokh Conspiracy

The Exxon Valdez Case Heading for the Supreme Court?

Judge Kozinski's dissent from denial of rehearing en banc makes a pretty persuasive case for Supreme Court review. According to the dissent, both U.S. Supreme Court admiralty law precedent and the law of other circuits "protect[s] ship owners from liability for punitive damages based solely on the fault of captain and crew." The Ninth Circuit is apparently the one outlier.

This sort of circuit split, coupled with the importance of the issue -- both in this $2.5 billion case and in the multi-billion-dollar shipping business generally -- should make Supreme Court review quite likely (and appropriate). If the Solicitor General's office weighs in with a brief supporting review, that would further increase the likelihood of certiorari. (Judge Kozinski also argues that there's an intracircuit split on the legal question, with different Ninth Circuit panel decisions resolving the issue in different ways. The presence of the intracircuit split is not itself much of a factor in favor of Supreme Court review, though it should have been a factor in favor of en banc review.)

I know very little about admiralty law, which is why I make clear here that I am relying on Judge Kozinski's opinion. But I have found Judge Kozinski's work to be extremely trustworthy (and I know the man well, having worked for him). If he says there's a square split here, that's good enough for me.

Check out, incidentally, how the earlier panel decision in this case explains its resolution of the intracircuit split, by reasoning that Pacific Mutual Life Ins. Co. v. Haslip -- a 1991 decision about the constitutionality of punitive damages, which said nothing about admiralty law principles -- implicitly superseded preexisting precedent on the admiralty law question. 270 F.3d 1215, 1235-36 (9th Cir. 2001). That's the one part of the Kozinski opinion I did check out, simply because I found it interesting, and Kozinski's criticism of the earlier panel decision strikes me as completely apt.

Thanks to How Appealing for the pointer.

Hattio (mail):
Was there a circuit split in 1989 or 1990?
5.23.2007 6:01pm
Oren (mail):
So, if I understand correctly, the theory is that the company that was in charge of the operation cannot be held liable unless the radio the captain and order him to run the ship aground. To wit:


[if the company is] “innocent of the demerit of this transaction, having neither directed it, nor countenanced it, nor participated in it in the slightest degree.


So if Exxon didn't direct the captain to run the ship aground, nor approved the running of the ship aground nor ran the ship aground itself, it is free from liability. This result just plain defies common sense.
5.23.2007 6:17pm
glangston (mail):
Free from "punitive" damages, not free from liability.
5.23.2007 6:48pm
David M. Nieporent (www):
So if Exxon didn't direct the captain to run the ship aground, nor approved the running of the ship aground nor ran the ship aground itself, it is free from liability. This result just plain defies common sense.
No. Just free from punitive damages. They are of course still liable.
5.23.2007 7:00pm
Steve:
When I was in Alaska in 1999, I met a paralegal who had just completed a 10-year stint working on the Exxon Valdez litigation. That's right - the oil spill happened in 1989, this contract paralegal got a call saying that one of the lawyers needed some extra help, and that's what they wound up doing for the next 10 years of their life. And of course, now we're 8 years further out, and the case is still wending its way through the courts. Hardly a unique situation, of course, but it's still somewhat amazing to think about.
5.23.2007 7:36pm
Dilan Esper (mail) (www):
The only thing I know about admiralty law is that it often inspires terrible nautical puns in published judicial opinions.
5.23.2007 8:01pm
Le Messurier (mail):
Oren

So, if I understand correctly, the theory is that the company that was in charge of the operation cannot be held liable unless the radio the captain and order him to run the ship aground. To wit:


[if the company is] “innocent of the demerit of this transaction, having neither directed it, nor countenanced it, nor participated in it in the slightest degree.



So if Exxon didn't direct the captain to run the ship aground, nor approved the running of the ship aground nor ran the ship aground itself, it is free from liability. This result just plain defies common sense.


Real case:
This is the opposite of the tort lawyer going after Circle K's big bucks when one of their (underpaid) employees gets into an auto accident while on an errand for the company and kills somebody by their (the employee's) negligence. Common sense? Hardly. Circle K wasn't driving, had no control over the employee's actions while at the wheel. All they have is the money. Lawyers have a fancy name for this liability which I have forgotten. The tort lawyers love it of course, and it may be the law, but it is not justice in any real sense of the word. Speaking generally, IMO and within my moral compass, justice should trump the law which is how I
voted on the jury.
5.23.2007 8:27pm
Le Messurier (mail):
The employee was driving her own car, not a company car.
5.23.2007 8:29pm
Jamie (mail):
As an Alaskan, I can say very confidently that most Alaskans are pro-oil, but Exxon needs to pay up. The spill devastated an entire region of the state, economically and ecologically. And as Exxon continues to rake in the profits (and I don't begrudge them making a healthy profit at all), they fight paying up. It isn't right. And they continue to work in Alaska, which personally I don't think they should be able to do until they settle this matter. People have waited long enough.
5.23.2007 9:35pm
glangston (mail):
Are they eventually going to pay off in 1989 dollars when they settle in say 2008? Quite a discount if so.
5.23.2007 10:02pm
Kazinski:
Hasn't Exxon already paid billions (or at least hundreds of millions) for actual damages? Punitive damages should be reserved for intentional or reckless conduct.

The 9th Circuit was just doing its typical 9th Circuit thing, it isn't the law that matters, it's the result.
5.23.2007 10:26pm
Ted Frank (www):
The case has taken eighteen years because so many judges in this case have acted so lawlessly, and the latest Ninth Circuit decision and denial of en banc is just the latest round of that. The en banc petition is worth reading, also.
5.24.2007 1:54am
Oren (mail):

Punitive damages should be reserved for intentional or reckless conduct.


Excellent, you've agreed to my fundamental point that the company need not have an active role in the accident in order to justify punitive damages. Since Exxon's actions may have been reckless we ought to let a jury decide on that.
5.24.2007 2:55am
Patrick Wright (mail):
I was a law clerk for Judge Holland, the District Judge in this case, and watched the $5,000,000,000 verdict come in. That was a long time ago. While I had nothing to do with the case, (Judge Holland had two traditional clerks and was assigned a third law clerk who worked on nothing but this case) I do hope that Ted is not including my former boss in his "lawless" accusation.
5.24.2007 9:42am
Don Miller (mail) (www):
Not an admirality law expert, but I developed an interest in it while serving in the US Navy.

Admirality Law by its very nature is International Law. US Admirality and Maritime Law is structured by the way of Treaty Obligations. Specific International Treaties outline the liabilities of owners, captain, operators, etc of ships.

To me, this decision seems to fly in the face of these international treaties which limit the owners liability to actual damages. Despite what people think about the current administration, the Courts are not free to rewrite the terms of treaties because they don't like the results.
5.24.2007 11:02am
Hattio (mail):
Kazinski,
Have they paid hundreds of millions in actual damages? Not in clean-up costs, in actual damages? I don't think so. More importantly, the actual damages caused were well above the hundreds of millions, and are still being felt.
5.24.2007 12:15pm
John M (mail):
If the captain had merely accidently run aground then I could see an argument.

But, as Judge Holland said..."Exxon officials knew that carrying huge volumes of crude oil through Prince William sound was a dangerous business, yet they knowingly permitted a relapsed alcoholic to direct the operation of the Exxon Valdez through Prince William Sound."

I'd say that blows that defense out of the water, so to speak. Exxon is not being punished for what Capt. Hazelwood did, Exxon is being punished for what Exxon did. (or didn't do more to the point)
5.24.2007 11:41pm